Home  ::  Log In  ::  Search :: 
EVENTS
Classroom-Based Programs
Conferences and Workshops
Instructor-Guided Online Courses
Live Webinars

PRODUCTS
Designations and Certificates
Magazine and Newsletter Subscriptions
Market and Research Data
Publications and Guides
Self-Study Web-Based Courses
Webinar Recordings and Packages

A Checklist for Effective Compliance Management Systems
Member Price: $199.00
Nonmember Price: $279.00
Product Code: E2181716AK/REGIS
Date Held:
May 15, 2018





 Before 5/15/2018StandardAfter 5/15/2018
Member$199.00$199.00$199.00
Non-Member$279.00$279.00$279.00


Description of Product
Date Held:
May 15 
 
Description:

A Checklist for Effective Compliance Management Systems

Date:

Tuesday, May 15th, 2018

Time:

2:00-3:30 PM EST

Summary:

This will provide an introduction and high level run-through of the basic components for an acceptable Compliance Management System. Panelists will set the stage for the key areas that compliance managers and senior management need to focus on to ensure expectations set forth by regulators and GSEs are met. Everything from a robust set of policies and procedures, staff training, cybersecurity, and disaster planning will be covered. Companies who are still defining or refining their CMS and those that have an established CMS but that are looking to stay up-to-date with the latest trends will benefit from this conversation.

Session Objectives:

Attendees should expect to understand:

  • How to develop and maintain comprehensive and compliant polices & procedures
  • Developing an internal audit plan for elements of the CMS
  • Key compliance regulations to consider (RESPA; ECOA; Fair Lending; etc.)
  • Vendor Management
  • Physical and data security pans
  • Disaster Planning and Business Continuity
  • Advertising and Social Media Compliance
  • Underwriting Policies
  • Quality Control
  • Servicing
  • Documentation of Procedures for Compliance
  • Testing of the Effectiveness of Procedures and Documentation

Speakers:

  • West Beibers, CMB®, President, The Commonwealth Group
  • Matthew Murphy, AMP, Senior Consultant, The Commonwealth Group

Who Should Attend?

  • Compliance Officers and Staff
  • Internal Audit Personnel
  • Quality Control Managers
  • Fair Lending Personnel
  • Executive Management
 
 
Product Category:
Live Webinars 
 
Contact Info:

For registration information, call (800)-793-6222 or email education@mba.org

 
 
Contact E-mail:
education@mba.org 
 
Product:
E2181716AK/REGIS 
 
Title:
A Checklist for Effective Compliance Management Systems 
 
You may also be interested in these products...
Qty:
RC_RC_GO_100.1 Introduction to Regulatory Compliance
$49.00/$79.00
Details


   Terms of Use & Privacy Statement

Copyright © 2018 Mortgage Bankers Association.  All rights reserved.